Chlorine Chemistry CouncilDrinking Water Chlorination White Paper
A Review of Disinfection Practices and Issues
TABLE OF CONTENTSChapter 2 - Benefits of Chlorine
Chapter 3 - Risks of Waterborne Disease: the Old and the New
- Illnesses Associated with Waterborne Pathogens
- Scientific Research Update: Cryptosporidium Inactivation
Chapter 4 - The Disinfection By-Products Debate
- Research Results
- Comparative Risks: Microbial versus Chemical Contaminants
- Scientific Research Update: Chloroform Reassessment
Chapter 5 - Alternative Treatment Processes
Chapter 6 - Control of Disinfection By-Products
Chapter 7 - Industry Commitment to Safety and Public Health Protection
- Responsible Care®
- The Chlorine Institute, Inc.
- Chlorine Chemistry Council
- Research Funding
- Canadian Chlorine Coordinating Committee
Preface The practice of drinking water chlorination is one of the most significant public health advances of the 20th century. Our quality of life depends on the knowledge that when we turn on the tap, the water will be clean and safe. For that reason, over 98% of water treatment facilities in the United States disinfect with chlorine and chlorine-based chemicals.
This paper has been prepared for water utility managers, public health officials and other decision makers to help answer their questions about the role of chlorine in drinking water treatment.
The document received the input and guidance of many technical experts from the chlorine industry and was reviewed by select members of the Chlorine Chemistry Council's Public Health Advisory Board.
* Percentage of facilities that disinfect
Disinfectant Percentage* Chlorine gas 87.0 No ammonia 67.0 Ammonia added 20.0 Chlorine & hypochlorite 4.5 Chlorine & chlorine dioxide 3.0 Chlorine & chlorine dioxide & ammonia nitrogen 1.5 Hypochlorite 1.5 Chlorine & hypochlorite & ammonia nitrogen 0.75 Chlorine & chlorine dioxide & hypochlorite 0.37 98.6% use chlorine-based disinfectants Ozone 0.37 Other 0.75
Source: 1989-1990 AWWA Disinfection Committee Survey of Disinfection PracticesWhile chlorine's most important attributes are its broad-spectrum germicidal potency and persistence in water distribution systems, its ability to efficiently and economically address many other water treatment concerns has also supported its wide use. Chlorine-based compounds are the only major disinfectants exhibiting lasting residual properties to provide continual protection against microbial regrowth.51
A Water Treatment Primer
Water treatment practices vary in the United States, but there are generally accepted basic techniques. Source water quality predicates the kind of treatment required to provide safe water. Therefore, protecting source water quality is a primary goal.
The treatment choice depends on a number of factors that are site specific and for which adjustments must be made depending on raw water quality. Source water quality and turbidity (particulate matter) levels, water temperature and pH level, and incidence of pathogenic contaminants must be taken into account for treatment decision making.
Conventional, sequential water treatment for surface water proceeds as follows: watershed protection program; pretreatment employing flocculation and sedimentation to remove turbidity, as well as the organic precursors that form by-products; filtration; disinfection at an appropriate concentration (C) for a prescribed time (T) (CT criteria) to destroy harmful organisms; and the addition of chlorine to maintain residual disinfection throughout the distribution system. There may also be a need for prechlorination or rechlorination during storage and/or distribution to ensure that an appropriate residual is maintained throughout the system.
Primary disinfection provides the appropriate CT to inactivate microbial pathogens. Disinfectants proven effective for this purpose include free chlorine, chlorine dioxide and ozone. Secondary disinfection ensures residual protection to control microorganism regrowth or recontamination during water storage and distribution. Either free chlorine or chlorine plus the addition of ammonia to form chloramine accomplishes this task. Because ozone quickly decomposes in water, a chlorine-based disinfectant must be added prior to distribution to provide this second level of protection.
Chapter 2 - Benefits of Chlorine Chlorine-based chemicals are the disinfectants of choice for treating drinking water. In fact, some 98% of all systems that treat water employ chlorine-based disinfectants. Facilities use chlorine because it does its job extremely well, is safe to use when handled properly and is very cost-effective. After its initial introduction in 1908 in New Jersey, chlorine was adopted as a disinfectant by most water treatment plants in the United States and Canada. More than 200 million Americans and Canadians receive chlorine- disinfected drinking water every day.Water Treatment Applications
Chlorine's popularity in water disinfection is based on many factors. A 1985 study of the role of chlorine in water treatment conducted by J. Carrell Morris of the Harvard University School of Medicine identified many of chlorine's benefits:31
Potent germicide. The demonstrated use of chlorine reduces the level of disease-causing microorganisms in drinking water to almost immeasurable levels.
Residual qualities. Chlorine produces a sustained residual disinfection action "unique among available large-scale water disinfectants." Chlorine's superiority as a residual disinfectant remains true today. The presence of a sustained residual maintains the hygienicity of the finished drinking water from the treatment plant to the consumer's tap.
Taste and odor control. Chlorination of drinking water reduces tastes and odors. Chlorine oxidizes many naturally occurring substances such as foul-smelling algae secretions and odors from decaying vegetation, resulting in nonodorous, better-tasting drinking water.
Biological growth control. Chlorine's powerful germicidal action eliminates slime bacteria, molds and algae. Chlorine controls these nuisance organisms, which typically can grow in reservoirs, on the walls of transmission water mains and in storage tanks.
Chemical control. Chlorine in water treatment destroys hydrogen sulfide and removes ammonia and other nitrogenous compounds that have unpleasant tastes and hinder disinfection.
Population 10,000 100,000 500,000 Treatment costs only Good water source chlorination alone 50.2 86.2 98.6 conventional treatment plus chlorination 18.4 39.5 53.1 Poor water source chlorination alone 37.6 64.5 73.9 conventional treatment plus chlorination 17.5 37.5 53.1 Complete water systems Good water source chlorination alone 5.0 8.6 9.9 conventional treatment plus chlorination 1.8 4.0 5.3 Poor water source chlorination alone 3.8 6.5 7.4 conventional treatment plus chlorination 1.8 3.8 5.3 Worst-case assumptions Good water source chlorination alone 8.0 13.8 15.8 conventional treatment plus chlorination 2.9 6.3 8.5 Poor water source chlorination alone 6.0 10.4 11.0 conventional treatment plus chlorination 2.8 6.0 8.1 The report concluded that "municipal water systems designed to prevent waterborne infectious disease are one of the most effective investments of public funds that society can make. Even conservative estimates under worst-case conditions show benefit-cost ratios of 3:1 for small systems and 8:1 for large systems. Pathogen-free drinking water is a bargain."19
Regarding comparison of these benefits with potential cancer risks associated with drinking water disinfection, the group noted that the costs of preventing the relatively small carcinogenic risks may not be warranted in light of many other public health risks that should be reduced.
Bateria Viruses Protozoa Campylobacter Norwalk-like Cryptosporidium parvum Escherichia coli Entero (poliomyelitis,
coxsackie, echo, rotavirus)Giarda lamblia Salmonella (nontyphoid) Hepatitis A Entamoeba histolytica Shigella Reovirus Yersinia Vibrio (noncholera) Salmonella (typhoid) Vibrio (cholera) Legionella * E. coli, shigellosis
Etiology Outbreaks Casses of Illness Hospitalized Cases Deaths Undetermined 341 82,486 253 0 Protozoan 127 43,952 67 0 Bacterial* 98 19,351 720 6 Viral 58 14,167 85 0 Chemical** 60 4,202 45 6 TOTAL 684 164,158 1,170 12
** Not DBPsTable 5. Etiologic Agents Most Frequently Identified in Waterborne Outbreaks of Infectious Diseases in USA, 1971-1992
*Toxigenic E. coli, Yersinia, rotavirus, S. typhi, V. cholera and others
Etiologic Agent Outbreaks Cases of Illness Giardia lamblia 118 26,733 Shigella 57 9,967 Norwalk-like virus 24 10,908 Hepatitis A 29 807 Campylobacter 13 5,257 Salmonella 12 2,370 Cryptosporidium parvum 7 17,194 All others* 23 4,243 TOTAL 283 77,479 Table 6. Causes of Waterborne Outbreaks in USA, 1971-92
Causes of Outbreak Percent of Outbreaks Community Water Systems Non-Community Water Systems Contamination of distribution system 29% 7% Inadequate disinfection of
unfiltered surface water24% 8% Inadequate disifection of groundwater 14% 30% Untreated groundwater 11% 42% Inadequate filtration of surface water 11% 1% Miscellaneous; unknown causes 5% 6% Inadequate chemical feed 3% 1% Untreated surface water 2% 5% Inadequate filtration of groundwater 1% 0% TOTAL 100% 100% At least 50% of waterborne disease outbreaks are attributed to "unknown etiology." As indicated in Table 5, where the cause has been identified, Giardia lamblia accounts for the highest number of cases. Cryptosporidium parvum ranks second even without post-1992 data. Those numbers will likely grow as the population classified as vulnerable increases.
Craun also matched outbreaks with source water and treatment techniques in community water systems. For systems using surface water, source contamination and treatment deficiencies were identified as the major causative agents. Untreated or inadequately treated groundwater was responsible for 10-14% of all outbreaks during the 1971-92 period. Overall during the period, contaminated, untreated and inadequately treated groundwater was responsible for more outbreaks than contaminated surface water.20
Prevention and Control
Eliminating and preventing contamination of water supplies is critically important. Under EPA's Total Coliform Rule, maximum contaminant levels (MCLs) and routine monitoring have formed the basis for controlling microbiological contamination of public water supplies. EPA uses the presence or absence of "indicator" bacteria, e.g., E.coli, to verify whether drinking water is pathogen-free and safe.
However, epidemiologists have now traced waterborne disease outbreaks to water supplies that did not exceed the MCL for total coliforms or turbidity and met all water quality standards. Cryptosporidium parvum, Giardia lamblia and viruses have been found in disinfected water where indicator bacteria were absent.1
The best-known example of this phenomenon was the 1993 cryptosporidiosis outbreak in Milwaukee that infected over 400,000 residents and killed over 100, most of whom were immunocompromised individuals. That outbreak was traced to a combination of a "spike" of Cryptosporidium oocysts in the raw water, perhaps related to a runoff event from agricultural areas, and process control difficulties. Although turbidity increased in the finished water, the city's water supply did not exceed EPA's coliform MCL, nor were the turbidities in violation at any time.
Another outbreak of cryptosporidiosis occurred in Clark County (Las Vegas), Nevada, in 1994, resulting in 78 cases, of which 61 were AIDS patients. Epidemiologists remain puzzled by this outbreak since no Cryptosporidium oocysts could be detected in either raw or finished water supplies, nor were coliform MCLs exceeded. Furthermore, the area's source water is exceptionally high quality, and the Las Vegas water treatment facility is state-of-the-art.9,28
Drinking water facilities work to achieve the goal of minimal risk in water supplies by removing contaminants and mitigating disease outcomes with a coordinated multi-barrier approach to risk management and public health protection. An EPA report, National Drinking Water Program Redirection Strategy, released in June 1996 highlighted the need for a nationwide commitment to water quality improvement.49
EPA's recommended action steps for the delivery of high-quality drinking water include:
- Using improved science and risk assessment methods for future standard setting.
- Protecting source water through systematic watershed management practices for both surface water and groundwater.
- Targeting resources to control the greatest public health risks, especially microbial contaminants such as Cryptosporidium.
- Encouraging affordable technologies for small water systems and regulatory streamlining for chemical monitoring.49
The American Academy of Microbiology adds further recommendations:1
- Improve risk assessment methodology and database development for waterborne
diseases.
- Employ newer methods, especially molecular genetic-based methods, to detect pathogens.
- Educate the public about the microbiological safety of water. Scientific Research Update: Cryptosporidium Inactivation The serious health risks associated with drinking water contaminated by Cryptosporidium have sparked considerable research into ways to control this protozoan parasite. The protective shell of C. parvum oocysts permits their long-term survival in the environment and makes them appear resistant to conventional disinfection methods. Typical control methods have included sequential addition of chlorine-based disinfectants combined with various filtration techniques. Ozone may be applied sequentially with chlorine as well, providing effective inactivation.39